) presenting capital market products or services suitable for clients based on the results of the clients’ suitability test and recommended asset allocation; (c) distributing documents for communicating with and
persons appointed to provide trading services of government bonds or bonds whose principal and interest are guaranteed by the Ministry of Finance and subject to the regulation whereby the holders of such
guaranteed by the Ministry of Finance and subject to the regulation whereby the holders of such bonds are entitled to redemption under a firm quotation price or at a minimum price pre-determined on the issue
exemption has been granted by the SEC Office based on necessary and reasonable ground or in cases where it can be considered that credit rating arrangement is not needed. Clause 28 The approved Thai
) providing services of trading a government bond or a bond of which principal and interest are guaranteed by the Ministry of Finance on the condition that the holder shall be able to redeem on a fixed price or
the units held when combined with the existing units shall be no less than ten million baht. The calculation for the total value of the units held in Paragraph 1 shall be based on the trading value of
via two projects including a soft loan scheme and the Portfolio Guarantee Scheme Phase 8 SMEs Sangthai program where loans are guaranteed by the Thai Credit Guarantee Corporation (TCG) (6) KLeasing auto
Paragraph 1 shall be based on the trading value of each transaction. (12)3 repealed; (13)2 “ connected person ” means the following persons; (a) connected person under the Notification concerning Conduct
สูงสุด 3 ราย ลำดับที่ ชื่อผู้ให้บริการ ตัวอย่าง Amazon Web Services (AWS) 1 2 3 2.2 Operating System *ให้ระบุสูงสุด 3 products ลำดับที่ Vendor / Product ตัวอย่าง Red Hat Enterprise Linux (RHEL) 1 2 3 2.3