Following receipt of clue information, the SEC conducted an investigation and found that since 12 January 2022, 1000X, the service provider of the website https://www.1000x.live (“1000x.live”), had
former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders. Following a report from Bualuang Securities PLC., the SEC further probed into the case
Bangkok, January 12, 2015 ? The SEC imposed suspension on {A}, a former capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for failure to disclose specific risk of
Following an inspection report from ttb Bank and the SEC’s further investigation, it was found that during the years 2015 – 2024 Sareerat acted in a manner that implied dishonesty and committed
failed to solve its deficiencies. Therefore, at its meeting on 21 February 2024, the SEC Board passed the following resolutions: (1) By virtue of Section 35, Paragraph 2, of the Digital
from LTFs to Thai ESGX for tax deduction benefits.Fiscal Policy Office (FPO) International Economic Advisor Warotai Kosolpisitkul stated: "Following a wave of LTF redemptions in early 2025 which affected
According to Bangkok Bank’s complaint report and SEC’s further investigation, it was found that during 22 September 2017 – 24 February 2018, {A}, then a securities investment consultant at the
According to an inspection report submitted by Maybank Kim Eng and a complaint from a client and the SEC’s further investigation, it was found that during August 2011 – October 2018, {A} sent trading
liquidity for businesses affected by COVID-19 pandemic. Thus, there are five goals and the following eight strategies: (1) Building a capital market ecosystem conducive to sustainability development; (2
Stock Exchange of Thailand on 13 March 2017 and his statement at the press conference the following day when he reassured that the foreign borrowers were unrelated to him.As a result, he is liable to