the Securities and Exchange Commission No. KorThor. 18/2554 Re: Principles for Undertaking Securities and Derivatives Businesses __________________ By virtue of Section 14 of the Securities and Exchange
Securities and Exchange Commission No. KorThor. 18/2554 Re: Principles for Undertaking Securities and Derivatives Businesses __________________ By virtue of Section 14 of the Securities and Exchange Act B.E
total of 1.3 million share of the common stock of Modern, while in possession of inside information on Modern's operating results of the Q2/2016 before Modern publicly disclosed the Q2/2016 financial
assisted Pinit in making financial transactions concerning the purchase of PDI's shares. 30/03/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :
manipulation of Millcon Steel Public Company Limited ("MILL")'s share price by conducting financial transactions related to MILL share trading and being a beneficiary, instead of Mr. Sittichai and
of Millcon Steel Public Company Limited ("MILL")'s share price by conducting financial transactions related to MILL share trading and being a beneficiary, instead of Mr. Sittichai and
Millcon Steel Public Company Limited ("MILL")'s share price by conducting financial transactions related to MILL share trading and being a beneficiary, instead of Mr. Sittichai and Miss
continuously in a way of concealment ,by using his account and 4 nominee accounts and aiding or abetting from Mr. watcharachai watcharatham to conduct financial transaction in both of Mr. Werawat’s and nominee