for inspection by the SEC Office. Division 3 Additional Rules for Securities Intermediaries in the Category of Securities Finance ___________________ Clause 13 In engaging in proprietary trading through
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
SEC has remitted both amounts to the Ministry of Finance as public revenue. In the event that any offenders refuse to give consent to the civil sanctions, the SEC has the authority to file a lawsuit
Recent news reports on cyber attack on a foreign decentralized finance platform, which resulted in tremendous loss of clients’ digital assets, have raised concerns over cybersecurity. The SEC is
SEC Secretary-General Ruenvadee Suwanmongkol said: “Today, the Minister of Finance has announced the results of the World Bank’s Doing Business Report 2020, with the overall ranking for Thailand at