offering must be in compliance with the SEC regulations. In case of a social enterprise, a waiver of approval application and filing with SEC can only be granted if the offeror is a social enterprise
SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC has issued regulations supporting fundraising in the capital market for emerging businesses such as SMEs and startups. Effective since 16
The SEC has found numbers of cases of online fraudulent actions involving the unauthorized use of names, logos, executive or staff images of the SEC, the capital market business operators as well
inconsistency with normal market condition. The scheme was aided or abetted by {D} {E} and five other persons.Their actions were in violation of Sections 243 in conjunction with Section 244 of the Securities and
Notification of the Capital Market Supervisory Board No. Tor Jor. 19/2561 Re: Filing of the Registration Statement for an Offer for Sale of Debt Securities (No. 13) dated 17 January 2018 (effective on 1 April
Securities Issuer (No. 5), dated 30 April 2024: https://publish.sec.or.th/nrs/10203s.pdf (5) Notification of the Capital Market Supervisory Board No. Tor Jor. 16/2567 Re: Filing of the Registration Statement
The strategic plan was announced at the SEC Conference on Driving Capital Market toward Transformation, Growth and Sustainability on 25 February 2020 at The Athenee Hotel Bangkok. The conference
gratuity to the informer or the arrestor regarding the offences of insider trading or market manipulation to enhance enforcement efficiency. The proposed regulations provide instructions for giving
the Act, the SEC has the power to give the informer a bounty in the amount up to 30% of the fine, paid by the wrongdoer to the court for commissioning the offences of market manipulation, cornering
capital market personnel or as director of any issuing and listed company. The SEC?s investigation was based on primary information from the Stock Exchange of Thailand together with DBS Vickers Securities