expansion of the scopes of work of derivatives investor contact type B (limited to gold futures) and selling agents of gold futures brokers to cover provision of services relevant to the said precious metals. # # #
foreign investors.?The SEC promotes private sector's operational flexibility and expansion of business opportunity amidst the dynamic financial environment. This will help serving investors? demands
foreign investors.?The SEC promotes private sector?s operational flexibility and expansion of business opportunity amidst the dynamic financial environment. This will help serving investors? demands
expansion and national long-term competitiveness.The SEC regulations on establishment of infrastructure fund have been in place with more flexibility such as value of investment property in case of power
) and the total flights increased by 5.5%(y-o-y) to 303,520 flights. While the number of passengers in both airports, BKK and DMK are growing steadily according to the expansion of the Thai tourism
therefore suspended the approval as investment consultant for complex instruments type 1*** for one month and 15 days, effective from 9 March 2020. SEC emphasizes the importance for investment consultants
2016.In any case, investors should not disclose their usernames and passwords for investment consultants to execute trading orders on their behalf. Similarly, investment consultants must not seek
behavioral finance in issuing the regulations. For instance, the regulations governing investment consultants and investment planners making direct contact to the customers have been strengthened by requiring
(United States) SECPeople /derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved entities, e.g., investment consultants 1 and listed companies 2