the derivatives broker including spouse, cohabiting couple and minor children thereof, and any person who has facts or circumstances that allow the SEC to consider that he/she is the undisclosed

, cash flow within the group, and monthly payment made to seven aiders and abettors.  The SEC also obtained statement from some suspects admitted the facts regarding the control of the manipulating scheme

specifies the standard action whereby all parties suffering damage from wrongdoings of the same facts and legal issues become members of a class action automatically except for those who choose to opt out

days.In any case, failure to comply with the SEC orders or disclosure of information inconsistent with the facts may subject EARTH's directors and executives to legal action that could lead to criminal

on, the interim financial statements for the third quarter of 2016. The auditor's report on the facts related to the questionable land sale and purchase transactions was also submitted to the KC Board

14 October 2009. Chalerm?s manipulative arrangements were systematically planned and intended to conceal the facts from the clients, which was harmful to multiple clients and caused them great damages

October 2009. Chalerm?s manipulative arrangements were systematically planned and intended to conceal the facts from the clients, which caused a number of clients great damages, while he ran off.  Owing to

disclosed the facts that the former executive had siphoned the money out of the company, the amount of which accounted for 37.7 million baht and was falsely declared by such former executive as investment in

examination on suspicious facts. Overall, the number of complaints against unlicensed securities or derivatives businesses is on a gradual decline, and 75 percent of the cases is beyond the SEC?s authority, for

submit or disclose material facts that POLAR ceased operating all or part of its business due to a court-ordered receivership on 3 August 2017, POLAR concealed such information and other activities