Custody of Assets of Clients by Licensed Derivatives Brokers
Rules Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems (No. 2)
Rules Conditions and Procedures for Establishment and Management of Property and Loan Funds (No. 2)
Filing of Registration Statement for Offer for Sale of Securities (No. 6)
Issuance and Offering for Sale of Derivative Warrants (No. 2)
Rules Conditions and Procedures for Undertaking of Investment Advisory Business
Rules, Conditions and Procedures for Undertaking Investment Advisory Business
Re: Application and Approval for Offer for Sale of Structured Notes
Re : Application for and Approval of Offer for Sale of Newly Issued Debt Securities
Re: Offer for Sale of Debt Securities of Thai Government Agencies