entries or fail to enter any material statement in the accounts or documents of NMG or related to NMG to deceive any person. In this regard, they managed to record non-existent income in the NMG's

. Werawat’s nominee accounts which has been funding from Mr. Werawat for selling and purchasing Thiensurat Company Limited ("TSR") shares continuously in a way of concealment so as to mislead general

Other Applications when the application and the evidentiary documentation are accurate and complete in compliance with the Licensing Manual for the Public. In the case where it is necessary for the SEC

Company’s expenses mainly consist of operating and administrative expenses, bad debt and doubtful accounts and finance cost. In the first half of 2017, the Company had total consolidated expenses of 7,329

current accounts for the highest efficiency in cost management. We are therefore continuously monitoring and analyzing the course of events. Subject to our regular reviews and improvements in liquidity risk

dishonest acts against clients? assets, using clients? trading accounts to seek their own personal gains and acting beyond their scope of duties.Veerachai and Jakkrit worked at Capital Nomura Securities

be Baht 32.3 million in Q2/2018, or 6.46% increased. This was due to an increase in Allowance for doubtful accounts of Baht 3.6 million resulting from liquidity problem of one major accounts receivable

are as follows: Details (Unit : Million Baht) Accounts receivable under the Debt Restructuring Agreement 98.16 Less: Payment received on December 30, 2015 (2.68) Payment received on February 8, 2016

control system for goals and objectives achievement, compliance with applicable laws and regulations, safeguarding of the assets from frauds and damage, and preparing reliable accounts and reports. The

, but only with respect to providing information or documentation relating to investment objectives, client levels of understanding and experience in trading derivatives; together with the provisions of