In the second phase of the “ESG Product Platform” development, the SEC has introduced further information and details on “sustainability-themed bonds”; e.g., the list of top 10 issuers, detailed
underlyings. The key areas of revision are: (1) more detailed disclosure of the criteria for DW price setting to give investors sufficient information for decision making, and (2) permission for foreign stocks
consultation by incorporating in-depth information on each client in order to specifically plan and provide investment consultation on capital market product in line with the risk tolerence and the investment
specific person. “ investment planner ” means a person providing investment consultation to investors and being allowed to make an investment plan in conjunction with such consultation by incorporating in
investors and being allowed to make an investment plan in conjunction with such consultation by incorporating in-depth information on each client in order to specifically plan and provide investment
Clause 4, Paragraph 1(3) of Clause 5 and Clause 6(1) of the Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 38/2565 Re: Detailed Rules related to the Establishment of
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