under management of the asset management company which is also an employer will be limited to 15 percent of the fund?s NAV which must not exceed 15 percent of each mutual fund?s NAV under management of

Asset Management Co., Ltd. failed to comply with the rules, conditions, and procedures specified in the notifications of the Capital Market Advisory Board by failing to invest in debt instruments of which

Offering of Debt Securities by Foreign Issuer Commercial Name of the Issuer……………………………………….. Offering to…………………………………………………………………….. Features of Debt Securities i.e. interest rate/ offering unit /total

5/14/2020 Page 1 1/1 Fixed income Asset class 1.40 / MMF/ Indirect FI fund/ Daily FI : Term fund TYPES OF FUNDS INVESTING ABROADTOTAL FOREIGN INVESTMENT AS OF TRILLION BAHT *Fixed income fund Fixed

7/10/2020 Page 1 1/1 Fixed income Asset class 1.27 / MMF/ Indirect FI fund/ Daily FI : Term fund TYPES OF FUNDS INVESTING ABROADTOTAL FOREIGN INVESTMENT AS OF TRILLION BAHT *Fixed income fund Fixed

4/17/2020 Page 1 1/1 Fixed income Asset class 1.63 / MMF/ Indirect FI fund/ Daily FI : Term fund TYPES OF FUNDS INVESTING ABROADTOTAL FOREIGN INVESTMENT AS OF TRILLION BAHT *Fixed income fund Fixed

7/10/2020 Page 1 1/1 Fixed income Asset class 1.25 / MMF/ Indirect FI fund/ Daily FI : Term fund TYPES OF FUNDS INVESTING ABROADTOTAL FOREIGN INVESTMENT AS OF TRILLION BAHT *Fixed income fund Fixed

(53%) 0.55 (46%) Equity Fixed income Unit trust Operator %total UT  PIMCO Lombard Odier JPMorgan Asset Management BlackRock State Street Global Advisors 11% 7% 7% 7% 6% Total 38% 90% 8% Deposit FI Debt

9/15/2020 Page 1 1/1 Fixed income Asset class 1.26 / MMF/ Indirect FI fund/ Daily FI : Term fund TYPES OF FUNDS INVESTING ABROADTOTAL FOREIGN INVESTMENT AS OF TRILLION BAHT *Fixed income fund Fixed

%) 0.59 (47%) 0.66 (52%) Equity Fixed income Unit trust Operator %total UT  PIMCO Lombard Odier BlackRock Invesco JPMorgan Asset Management 10% 7% 6% 6% 6% Total 35% 90% 9% Gov. Bond 1% Deposit FI Debt