limit for Vayupak Fund and extending the exemption period for exceeding the investment limit that does not result from additional investments to 10 years, starting from the first trading day of Type A
หลักทรัพย์ เพื่อลดความเสี่ยงกรณีที่ผู้ลงทุนไม่สามารถซื้อขายหลักทรัพย์ในตลาดหลักทรัพย์วันแรก (first trading day) และผู้ลงทุนยังสามารถขอรับใบหลักทรัพย์ได้ภายหลังระยะเวลาการจองซื้อ ทั้งนี้ ก.ล.ต. จะ
institutional investor or high net worth individual, investment units to be offered for sale must be disclosed on the SEC website and be traded at the same time and on the same day as its home country, except in
Center PLC (TUCC) during October 1 - 31, 2007, and S.E.C Auto Sales and Services PLC (SECC) during September 12 - November 24, 2008 by allowing the use of his trading account and facilitating price
this 2nd day of April 2008. (Mr. Surapong Suebwonglee) Minister of Finance Chairman of the Securities and Exchange Commission Remark: The reason for issuing this Notification is that the trading of
Capital Market Supervisory Board No. TorThor. 2/2551 Re: Securities and Derivatives Trading for Derivatives Broker _____________ By virtue of Section 18 of the Derivatives Act B.E. 2546 (2003) as amended by
nor given an SEC approval, to oversee company policies including the monitoring of day-to-day operations and had failed to observe the company’s charter of the board of directors in relation to
, derivatives business operators and asset management companies: Due to the trading suspension on the Stock Exchange and the Derivatives Exchange, potentially causing securities companies, derivatives business