materiality for the client's investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in violation of the Notifications of

(6) Mr. Tanyapisist Saprod and (7) Miss Metta Poking jointly failed to perform their duties with responsibility, due care, and loyalty or failed to perform their duties with dishonest intent and

, for failure to perform her duty in compliance with the company?s rules. From an inspection report of Krungsri Securities, the SEC further probed into the case and found that Ashiya, Onjira and Wasana

investment consultant of Krungsri Securities. In addition, the SEC suspended {D}, a former capital market investment consultant of Krungsri Securities, for failure to perform her duty in compliance with the

methods of Acquisition/Disposition Remark DOHOME PUBLIC COMPANY LIMITED (DOHOME) Miss ARIYA TANGMITRPHRACHA Spouse / Cohabiting Couple (Mr. Boonchai Putakotirat) Common Share 23/09/2019 46,800 11.40

. SOMPRASONG SAHAVAT Reporter Common Share 27/08/2019 40,000 4.97 Purchase Link VANACHAI GROUP PUBLIC COMPANY LIMITED (VNG) Mr. SUTHEP CHAIPATTANAVANICH Spouse / Cohabiting Couple (Mrs. SIRIPORN

Couple (pimpa viriyamettakul) Warrant 22/03/2021 600,000 0.36 Sale Link VIBHAVADI MEDICAL CENTER PUBLIC COMPANY LIMITED (VIBHA) Mr. CHAISITH VIRIYAMETTAKUL Spouse / Cohabiting Couple (pimpa viriyamettakul

TAWONATIWASNA Spouse / Cohabiting Couple (Mrs.Pranee Tawonatiwasna) Common Share 20/09/2021 155,000 7.33 Purchase Link DIAMOND BUILDING PRODUCTS PUBLIC COMPANY LIMITED (DRT) Mr. MAITREE TAWONATIWASNA Spouse

. CHAROEN RUJITASOPON Spouse / Cohabiting Couple (Mrs. NIRAMOL RUJIRASOPON) Common Share 03/03/2020 3,300 48.37 Purchase Link S. KHONKAEN FOOD PUBLIC COMPANY LIMITED (SORKON) Mr. CHAROEN RUJITASOPON Spouse

LADPROA GENERAL HOSPITAL PUBLIC COMPANY LIMITED (LPH) Mr. PRAMOTE POONAPANONT Spouse / Cohabiting Couple (Suwannee) Common Share 24/09/2020 20,000 4.30 Purchase Link LADPROA GENERAL HOSPITAL PUBLIC COMPANY