to clients; (3) mutual fund management excluding foreign investment funds; (4) private fund management; (5) securities borrowing and lending; (6) financing securities business; (7) derivatives
Institutional Investors and Private Funds. 5. Past performance at specific periods Past performance at specific periods (% per annum) YTD 3 months 6 months 1 year Fund Benchmarks Fund standard deviation Benchmark
management, and by becoming more Customer-centric. In the remaining second half of 2018, the Company will focus solely on expanding the HomePro S business, particularly in Greater Bangkok, where purchasing
securities businesses. The proposed revision covers the principles and the draft Ministerial Regulation for a new licensing scheme whereby an applicant could choose to solely apply for a specific license
sufficient for confidential or critical information. In this regard, the mobile devices shall be registered prior to the intended use and such registration shall be reviewed at least once a year and upon any
the Share Purchase Agreement by August 31, 2017 (“Exclusivity Period”). During the Exclusivity Period, there was inconsistent circumstance and there were confidential information relating to this
agent; (3) a mutual fund supervisor; (4) a private fund custodian; (5) a derivatives business operator; “claimant” means any person who is caused damage by the act of the respondent or any other person