/2547 Re: Application Form for Approval of Private Fund Custodian and Supporting Documents By virtue of Clause 8 and the second paragraph of Clause 11 of the Notification of the Securities and Exchange
. Takenori Adachi None 2. Mr. Akira Nakamichi Directors who are related person None 3. Mr. Hirotaka Abo None 4. Mr. Takeshi Oshima Directors who are representative None 5. Mr. Yasumichi Tazunoki of major
None 2. Mr. Akira Nakamichi Directors who are related person None 3. Mr. Hirotaka Abo None 4. Mr. Takeshi Oshima Directors who are representative None 5. Mr. Yasumichi Tazunoki of major shareholders None
disposition of assets of each private fund; (e) System for monitoring and tracking benefits arisen from private fund asset; (f) System to prevent conflict of interest and protect confidential information of
and protect confidential information of private fund; (g) Other systems showing the readiness to undertaking business as specified by the Notification of the Office. (4) Demonstrate that its personnel
government and private organizations page 2/4 Registered capital 1,050 million baht divided into 10,500,000 shares Par value of 100 baht Shareholders structure of APCON No. Shareholders No. of shares
Corporation or the Seller’s Subsidiaries (as the case may be) Relationship with the Company: None of the parties are considered to be a related person and are not connected persons under the Notification of the
Company overall. (11) Opinion of the Audit Committee and/or Company’s Directors that is different than the opinion of the Board of Directors : None (12) Opinion of the Independent Expert : None (13
example, not putting the assets of private fund clients in custody of depository, allocating IPO shares to private fund clients only while allocating none to mutual funds under the company’s management