allowed to give advice to investors about capital market products with non-complex features and investment units or debt securities with high risks or complexity, e.g., investment units of mutual funds for
with non-complex features and investment units or debt securities with high risks or complexity, e.g., investment units of mutual funds for institutional investors or ultra-high net worth investors
current audit matters with the global and regional leadership of the GPPC audit firms and increase our understanding and co-operation with each other. With the greater complexity in today?s financial
, providing that the SEC will prescribe appropriate initial subscription by taking into account the instruments? complexity and risk level.At the first stage, the SEC will allow offer for sale of ?unrated bonds
in the amount of 40.95% when compared to the year 2018. Most of expenses are fees from issuing letter of guarantee. In year 2019, the Company still has been unable to obtain the financial support from
obtain proceeds from the private placements of shares and warrants. Thus, IFA advises that the proposed investment transactions be approved because it is necessary and for the best interests of SABUY
) in Thailand with the SEC directly without the need to obtain a prior approval from the Ministry of Finance; (2) Requiring the foreign issuer of baht bonds to (i) obtain an issue rating not lower than
believed that EVER will almost certainly obtain a development license for the project. Besides, the land location close to a lake offers a unique perk hard to gain under normal circumstances. When
tokens through an approved ICO portal. This approach aligns with existing practices for other investment products issued by the Ministry of Finance; 3. Exemptions from the Requirement to Obtain
proposal to purchase outstanding and newly issued shares of Andaman Power and Utility Co., Ltd. (APU) totaling 3.4 million shares worth 340 million baht, to obtain concession to sell the power to Myanmar