by the definition of “control” under Section 89/1 of the Securities and Exchange Act B.E. 2535 (1992) . “ financial business ” means commercial bank, finance company, credit foncier, securities company
by the definition of “control” under Section 89/1 of the Securities and Exchange Act B.E. 2535 (1992). “financial business” means commercial bank, finance company, credit foncier, securities company
exemption due to: O the appointment has been made with the approval of the SEC for the purpose of assisting in the operation of a securities company; O the appointment has been made under Section 145; O the
……………………………………………… condition or time Clause of termination of office in such company…………………………………………………………………… O no 6.5 Having been removed from office of chairperson, director or manager under Section 144 or Section 145 or
intermediary by having control between each other; (3) a company and an intermediary are under control of the same person. “ control ” means control as determined by the definition of “control” under Section 89
intermediary by having control between each other; (3) a company and an intermediary are under control of the same person. “control” means control as determined by the definition of “control” under Section 89/1
which is less than 15% (section 6.3), therefore, the company is not required to process any matter. 4. List of assets and total return value or acquisition or disposition of assets 4.1 Acquisition