Bangkok, December 16, 2013 ? SEC voted ?The Best Information Booth? award for the medium-sized booth category at SET in the City 2013. SEC Assistant Secretary-General Waratchya Srimachand received
-General Vorapol Socatiyanurak received the ?Outstanding Booth? award from General Surayud Chulanont, Privy Councillor, at ?Money & Banking Awards 2013? on June 14, 2013. The award is in recognition of the
trading orders. They are employees of Asia Wealth Securities Co., Ltd. The SEC found that {A} did not keep complete record of a number of a client? securities trading orders. She admitted that she received
overseas as well as in Thailand. The revised rules cover guidelines for advertisement and publication, areas of permissible marketing activities in Thailand and instructions of benefits received from
Bangkok, March 22, 2013 - The SEC imposed a two-month suspension on {A}, a derivatives market investment consultant of Hua Seng Heng Gold Futures Co., Ltd.The SEC received a report from Hua Seng Heng
Bangkok, January 23, 2013 - The SEC imposed a two-month suspension on {A}, a securities investment consultant of SCB Securities Co., Ltd., effective from January 23, 2013.The SEC received a report
SEC also received high recognition among regional members as chairman of the Asia-Pacific Regional Committee (IOSCO APRC) during 2005-2008. Currently, the IOSCO has 200 member countries. ?Upon joining
price, which consequently caused damage to RAM primarily worth more than 300 million baht. He also received benefits from other relevant acts. Although he compensated for damages incurred to RAM in
baht. Mr. Sutin Jaitham and Miss Jaruwan Bhusanabhibankup sold their SK1’s shares and received 300 million baht from the sale; the margin of approximately 45 million baht was given back to Mr. Bhusana
Miss Jaruwan Bhusanabhibankup sold their SK1’s shares and received 300 million baht from the sale; the margin of approximately 45 million baht was given back to Mr. Bhusana. This case is in the process