in his capacity as the responsible person for the operation of Zipmex, which included ordering or acting and omitting to order or failing to act in any way that caused Zipmex to commit offenses in
individuals colluded to commit fraudulent acts in the procurement of equipment from foreign suppliers and/or the procurement of software programs for the construction of solar plants of EA through the aforesaid
Section 317/5 of the SEA. Jakkaphong, as a person responsible for the operations of the legal entity, caused JKN to commit the aforementioned offense. He is therefore subject to the same penalty under
Securities and Exchange Act (No. 5) B.E. 2559 (2016). As to Malita, her assistance for Sarath to commit the offence was itself an offence liable to the punishments under the said provisions in conjunction with
Section 296 and Section 296/2 of the SEA, as amended by the Securities and Exchange Act (No. 5) B.E. 2559 (2016). As to Chatchala, his assistance for Pinit to commit the offence was itself an offence liable
Growth.?PE is an investment of institutional investors or high net worth individuals who commit their money into targeted business having high growth potential and demanding funds for improving its working
social media platforms and promoted the "Lifelong Investing for the 50+" campaign, a financial and investment education program for those approaching or in retirement. The briefing took place on 8 November
ประจำเดือนกรกฎาคม 2567 เกี่ยวกับการดำเนินงานด้านการบังคับใช้กฎหมายและสถิติการดำเนินการ รวมถึงสถานการณ์การกำกับดูแลการขายชอร์ต (Short Selling) และการใช้คอมพิวเตอร์ส่งคำสั่งซื้อขาย (Program Trading) ตลอดจน
sustainability-themed financial instruments and innovations, and a capacity building program on implementing the Taxonomy, etc. The meeting was convened at the SEC Building on 25 January 2024.
Court (OAC) in support roles, at the professional level, for a study visit. This visit was part of a training program for OAC officials in support roles who are preparing for promotion to the senior