Insurance Company/ Finance Institution Established Under Specific Law Particulars For the SEC Officer □ 1. Supporting documents for consideration under Clause 4 (1) : □ (1) Certificate from the organization
Clause 4 (1): □ (1) Certificate from the organization controlling its business by mean of maintaining capital adequacy and capital reserve as prescribed by related rules. Provided that, after submitting an
analysis for not less than three years within five years prior to the date of submission of the application. 2. Having obtained a certificate (level 3) in Chartered Financial Analyst (CFA) or Certified
to securities investment or securities analysis for not less than three years within five years prior to the date of submission of the application. 2. Having obtained a certificate (level 3) in
application date. (Translation) -5- (b) having obtained a certificate (Level 3) in Chartered Financial Analyst (CFA) or Certified Investment and Securities Analyst (CISA) or any other equivalent courses as
ต้ัง ทรัสตีของ REIT จะออกใบทรัสต์ (trust certificate)1 จ าหน่ายให้แก ่ ผู้ลงทุน โดยเงินที่ได้จากการจ าหน่ายใบทรัสต์จะเป็นสิทธิของทรัสตี ซึ่งทรัสตีจะประกาศให้เงินดังกล่าวเป็นทรัสต์ และทรัสตีจะน าเงินในกอง
for Sale regarding Units of a Real Estate Investment Trust. “unit” means a trust certificate representing the rights of the holder as a beneficiary of a REIT. “manager” means a person appointed by the
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