5(1) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of
client to suffer huge loss. The source of those trading orders was not found and the client, once being informed of the trading, rejected those transactions.Failure to completely record client's trading
Increasingly, exhibitions and events in the areas of financial technology or innovations in the capital market and the digital asset market have become more popular, attracting significant interest
to make the payment the asset) X 100/ Paid up share capital Not applicable due to the transaction nature being the asset purchase without issuing shares The acquisition of the ordinary shares of WCIH
FINANCIAL SERVICES CO., LTD. Seller; the Company Relationship between Buyer and Seller; None 3. Details of Assets being Disposed: Type; Amount of disposed shares; Book Value per share; Total disposed value
The SEC has revised the definition of Qualified Subordinated Debt to be excluded from the total liabilities for the calculation of net capital of business operators, viewing that the debt instruments
The SEC, with the approval of the Capital Market Supervisory Board during its Meeting No. 11/2566 on 20 November 2023, views that – given the original intent of the introduction of NVDR is to support
comply with international standards and be recognized in the global community. Also, the capital market is a key driver of the national financial system. The FSAP involved two main separate assessment
SEC Secretary-General Rapee Sucharitakul said “SEC aims to provide people in general access to the capital market as a source to accumulate long-term financial stability. However, until now