กอบกับส านักงานมีเครื่องมือในการก ากับดูแลผู้ให้บริการงาน central utility function เพ่ือช่วยป้องกันความเสี่ยงที่อาจเกิดความเสียหาย หรือกระทบกับความน่าเชื่อถือต่อตลาดทุนหรือผู้ลงทุน ในวงกว้าง ส านักงาน
units relating to operational function, compliance function, internal audit or risk management; 5 (4) managing investment in capital market products, financial instruments or other specified assets; (5
Outsourcing Operational Function relating to Business Operation to Third Party (Synopsis) 17/05/2013 16/06/2013 2. Notification of the Office of the Securities and Exchange Commission 7/2546 23/07/2003
. Full name as per Passport Signature Date signed (DD/MM/YYYY) Audit Oversight Authority means a foreign authority which exercises function corresponding to the SEC Thailand: - (a) registration and
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” means any person whom a registered person https://publish.sec.or.th/nrs/1927pe.doc Translation calculating net asset value of fund or securities-clearing (back-office function) including the segregation
securities-clearing (back-office function) including the segregation of reporting line of the personal in the segregated units and there should be a person responsible for https://publish.sec.or.th/nrs