SEC Secretary-General Ruenvadee Suwanmongkol announced that SEC has issued a measure allowing asset management companies to borrow money or enter into a repurchase transaction agreement to better
agreement for the crowdfunding debentures, which were due on January 25, 2024, to the SEC Office later than the period specified by the SEC Office Notification, on one occasion. SEC Act S.Section 57(6
agreement for the crowdfunding debentures, which were due on January 14, 2024, and February 14, 2024 to the SEC Office later than the period specified by the SEC Office Notification, on two occasions. SEC
position resulted in the offence committed by KEENBIZ Company Limited concerning the case that KEENBIZ Company Limited reported an incident in which the Company breached the debt repayment agreement for the
-lessee and entered into a new agreement on February 3, 2023 which is the modification of the Urbana Property mutual fund (Lease hold) ("URBNPF mutual fund") project. Therefore, KKPAM shall be
Dragon Energy Technology and Organizer Company Limited Dragon Energy Technology and Organizer Company Limited reported an incident in which the Company breached the debt repayment agreement for the
an agreement to trade securities with the counterparty . Clause 15 A securities company shall report information on the trading transactions of the securities registered with the Thai Bond Market
be used by any person. Clause 14 A securities company shall confirm a securities trading transaction with its counterparty in writing within an appropriate time after making an agreement to trade
management company may seek a general consent from the client or the provident fund committee in advance in the private fund management agreement. Clause 15 A management company may enter into a transaction
been kept in custody of a securities company shall not be protected under the measures of protection of the Financial Institutions Development Fund; (3) provide a contract or an agreement on the custody