. The shareholders are strongly advised to review the information and exercise their right to protect their interest, as well as to request information from the executives of EIC in order to have
}, who also held a branch manager position, it was found that she had advised a client to invest in a fund without giving complete and sufficient information as well as warnings related to the fund that
SEC’s proceedings, and records or any other past demeanors which indicate inappropriateness to be personnel in the capital market business. Investors are strongly advised to immediately check mutual
select potential business to join the project. The selected business will be trained and advised that is beneficial for their preparation in raising funds and listed on the SET. TCC is certain that the
advised to exercise discretion in making mutual fund purchases and should request purchase evidence at the point of sale, which must be generated by proper system to ensure completion of their purchase
investment advice and the clients' trade order instructions. He admitted that he had advised his clients and taken orders via mobile phone.{A}'s actions were deemed as taking trading orders from a person being
automated travellator, bringing forth a seamless transaction between luxury and leisure ambiences. The major renovation at CentralWorld is progressing as planned and will gradually commence full operation by
March 31, 2019 which is 173,851,378.53) Please be advised accordingly Yours faithfully, Prasertsak Suwanpotipra Managing Director (Translation) (Additional disclosure) Information Memorandum Relating to
: Equal score to last year?s assessment due, in part, to little progress on regulatory reform over the past two years. In addition, the SEC and the Stock Exchange of Thailand (SET) were advised to enhance
provided for general understanding. Reporters on changes of securities and derivatives holding are advised to consult the Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 38