revocation of her license as a life insurance broker and agent on account of performing duties dishonestly when she failed to forward premium money of 1 million baht she had received from a client to the
Notification* after the public prosecutor had charged them in court on account of failure to perform duties by law at the NMG 2015 annual general shareholders? meeting. The NMG directors and executives are: (1
translation is strictly for reference. 4 Notification of the Capital Market Supervisory Board No. Tor Thor. 80/2552 Re: Criteria for Undertaking Derivatives Business for Licensed Derivatives Brokers
Repealed. Division 2 Opening of Derivatives Trading Account and Acting as a Derivatives Brokerage ________________ 8 As repealed by the Notification of the Capital Market Supervisory Board No. TorThor. 24
Commission KorThor/Khor/Dor/Nor. 25/2553 Repeal of Notification of the Securities and Exchange Commission Relating to Preparation of Securities Companys Account 29/12/2010 01/01/2011 4. Notification of
account or the accounts of other parties involved as well as depositing certain amounts back into the accounts of other clients who had been her fraud targets earlier, and (4) counterfeited withdrawal
execution program. She also transferred her own money into the client’s trading account as a collateral for trading loss. Meanwhile, the client did not contradict or object to the record of confirmed