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. {C}, an investor contact of Kiatnakin Securities Co., Ltd., is suspended for three months for using a client's trading account to trade FOCUS shares for herself in contravention of the SEC regulations
the beneficial owner of Miss Karuna Kaewmanee’s securities trading accounts and five other persons who agreed to enter the settlement, to trade shares of Union Petrochemical Public Company Limited (UKEM
unknown person who was the beneficial owner of Miss Karuna Kaewmanee’s securities trading accounts and five other persons who agreed to enter the settlement, to trade shares of Union Petrochemical Public
Bangkok, November 3, 2014 ? The SEC will revise underwriting rules to provide more flexible risk management by permitting underwriters to trade underlying securities of the underwritten securities
Siam City Securities Co., Ltd., in using Somchai's and other persons? securities trading accounts to continuously trade AMC shares in concealment to mislead the public to believe that such shares were
Siam City Securities Co., Ltd., in using Somchai's and other persons? securities trading accounts to continuously trade AMC shares in concealment to mislead the public to believe that such shares were
Siam City Securities Co., Ltd., in using Somchai's and other persons? securities trading accounts to continuously trade AMC shares in concealment to mislead the public to believe that such shares were