meeting documents, jointly opening a bank account for receiving the B/E transfer transactions, concealing such B/E sale by omitting the sale transactions from the company's accounting records, and

In her opening remarks, Ms. Ruenvadee Suwanmongkol, Secretary-General of the SEC, said: “As a capital market regulator and policymaker, the SEC has been promoting gender equality, considering human

act.?As the Executive Chairman of Apple Wealth Securities, {A} was involved in the company's misconduct and failed to perform supervisory duties. He approved the opening of trading accounts and the

seek unfair personal gains all over again.  In addition, some of the investment consultants sent selling orders of investment units in the clients' accounts by counterfeiting unit sale documents, opening

complaint, the SEC found that {B} had been authorized to make securities trading decisions on behalf of the client from the account opening. {B} admitted that she made trading decisions on behalf of the

account where trading had been made in relatively high frequency and volume without any record of client's trade order for three months from the opening of the account to the investigation date. In this

knowledge-based seminars, namely “Open Doors to Myanmar and Cambodia”, to provide interested SME entrepreneurs with relevant information as guidelines for business operations in these two markets, as well as

; (2) in calculating the net asset value and the value of investment unit, together with the selling price and the redemption price of open-end mutual funds and the number of units of provident funds

and Exchange Act (No. 4) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. In this Notification: (1) “mutual fund” means a closed-ended fund and an open-ended fund; (2) “closed-ended

Exchange Act (No. 4) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. In this Notification: (1) “mutual fund” means a closed-ended fund and an open-ended fund; (2) “closed-ended fund