civil penalties, compensations in the amount equal to the benefits received or would have been received, reimbursements of investigative expenses incurred by the SEC, as follows: Yanyong at the amount of
manipulation in the secondary market. Furthermore, the standards for information disclosure have been raised to better protect digital asset investors.The notifications concerning the amended regulations have
AMLO, have had to carefully consider their actions within legal frameworks to avoid impacting the business sector.Today's MOU signing assures the public that future securities violations will be met with
According to the referral from the Stock Exchange of Thailand (SET), persons were found to have taken action liable to be an offense related to the sales of SQ shares by using inside information on
Capital Markets Forum (ACMF) and the Asian Development Bank (ADB) to recognize ASEAN listed companies that have implemented good corporate governance principles, social and environmental responsibilities
analyzed the impacts of current situations and tendency of key changes as well as megatrends. We also sought comments and suggestions from stakeholders so that we have complete and comprehensive information
), states that “the capital market regulators in the ASEAN region initiated and have advocated the ASEAN CG Scorecard to enhance the corporate governance quality of listed companies in ASEAN to the
seven days or by 5 March 2018. While being IFEC chairman, Wichai failed to have the company clarify to the SET the issue of B/E default circulated in the news at the time, which has caused IFEC to be
On October 27, 2022, the 37th ACMF Chairs’ Meeting, presided by the Securities and Exchange Regulator of Cambodia, agreed to have a virtual award ceremony to announce the results of the 2021 ASEAN CG
benefactors, and thus weakened the prevention of improper client activities. Under such circumstance, if a client committed any wrongdoing, the company could be deemed to have supported or participated in such