rules will not affect listed company?s private placement deals at market price during the offering period as defined under the rules. For the discounted private placement or the placement at the price
during February 2 ? May 15, 2012, Bordin and Noparat had colluded or mutually agreed to use four securities trading accounts of other persons to trade PYLON shares in concealment to inflate the price and
normal market condition became affected during 9 January - 28 February 2013.Such offences were in violation of Section 243 of the Securities and Exchange Act of 1992 (SEA) in conjunction with Section 83
fees during February 1, 2000 - July 26, 2001. Their behaviors also indicated defrauding and deceiving the public by disseminating false information and concealing essential information through their
her then employer, the SEC probed into the {D} case and found the investment advice records and e-mails indicating that {D} had been entrusted to trade derivatives on behalf of a client during November
wishes to invite everyone interested in edutainment to visit the SEC booth at SET in the City, Bangkok, 2012. The event will be held at Hall 1, Royal Paragon Hall, 5th floor of Siam Paragon during November
because the highest price on that day was lower and was decreasing during the submission of selling order. She also admitted sending the trading orders without her client's order from January 9, 2014 to
Previously, during November–December 2025, the SEC conducted a public hearing on the principles underlying the proposed amendments. Most respondents agreed with the proposed approach. The key
Mr. Sarath Teganjanavanich During the period of 9 to 16 October 2015 and 12 to 26 April 2016, Mr. Sarath Teganjanavanich, Vice President of Business Planning and Finance of Thai Optical Group Public
Miss Malita Limlomwongse During the period of 9 to 16 October 2015 and 12 to 26 April 2016, Mr. Sarath Teganjanavanich, Vice President of Business Planning and Finance of Thai Optical Group Public