Bangkok, April 25, 2012 ? The SEC is seeking public comment on the draft regulation with a view to strengthening role of compliance unit of business operators in the capital market (securities

Bangkok, 13 December 2016 ? The Criminal Fining Committee has imposed a separate, equal fine, totaling at 5,917,125 baht, on five joint principals in the manipulation of the Yong Thai Public Company

Bangkok, 2 August 2016 ? The SEC is seeking public comments on the Corporate Governance Code (CG Code), which will replace the Principles of Good Corporate Governance for Listed Companies 2012.The CG

Bangkok, June 30, 2011 -  The Settlement Committee imposed a fine of B333,333 on Krit Pitimanaaree for aidding or abeeting to share price manipulation of Ascon Contruction Plc. (ASCON) during January

Bangkok, March 8, 2011 - The SEC is seeking public comment on the proposal to strengthen role of compliance unit of securities company in the category of securities brokerage, dealing and

Bangkok, May 31, 2011 - The SEC will revise regulations on taking custody of client?s assets by securities company and derivatives broker in response to upcoming reduction of protected deposit under

) Public Limited Company) via Form 247-4 on December 23, 2010 had failed to comply with the provisions on tender offer price under the takeover rules. The offerors ? (1) Phisudhi Phihakendr, (2) Phiroon

Bangkok, February 17, 2011 -  SEC Deputy Secretary-General Chalee Chantanayingyong shared his thought in the seminar concerning growth of listed company that listed company will not be able to succeed without having efficient internal units comprising (1) company secretary having duty to monitor the company and its executives to comply with laws and keeping important information, (2) internal control unit having duty to monitor internal control system to ensure check and balance mechanism and pr...

Bangkok, 7 October 2016 ? The SEC is seeking public comments on the proposed amendments to the initial public offering (IPO) rules with regard to share allocation to patrons and related persons of