approval has been granted by the Capital Market Supervisory Board. For the purpose of expanding business opportunity for securities companies, the Securities and Exchange Commission, acting as the Capital
The Securities and Exchange Commission (SEC) welcomed the faculty members and students from the Business Administration Program in Business Innovation Management, Faculty of Management Science
of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012 and Clauses 23(2) of the Notification of Capital Market Supervisory Board No
Business for Licensed Derivatives Brokers dated 3 August 2009; (18) The Notification of the Capital Market Supervisory Board No. Tor Thor. 2/2553 Re: Rules on Undertaking of Derivatives Business for Licensed
SEC Search Search From : Home > Search > Search Results search: Sitemap Law and Regulations ( 52 ) About SEC ( 28 ) Market Data ( 5 ) Toward International Excellence ( 4 ) Manual Select ( 3 ) Act and
(HRDD)” under the Business and Human Rights Project for Thailand’s Capital Market (Phase IV), in line with the United Nations Guiding Principles on Business and Human Rights (UNGPs) and the OECD Due
effect as from September 10, 2014. Note: Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of
, driven by new business models that enable them to reach a mass market. Despite their technical expertise, these companies are unable to enter the market because of regulatory hurdles. Therefore
Bangkok, September 24, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved revision of rules applicable to securities companies facing
market. In order to do this, the Thai capital market must rely on the driving force of the intermediary business operators in driving and strengthening the capital market to become an effective vehicle