effect.The act of the former directors of ADAM and others, a total of eight persons, constituted offenses under the law whereby the persons under (1), (2), and (3) committed the offenses under Section 307

reference. 2 Notification of the Capital Market Supervisory Board No. TorThor. 84/2552 Re: Custody of Assets of Clients by Licensed Derivatives Brokers _____________ By virtue of Section 18, Section 33 and

reference. Notification of the Capital Market Supervisory Board No. TorThor. 84/2552 Re: Custody of Assets of Clients by Licensed Derivatives Brokers _____________ By virtue of Section 18, Section 33 and

reference. Notification of the Capital Market Supervisory Board No. TorThor. 84/2552 Re: Custody of Assets of Clients by Licensed Derivatives Brokers _____________ By virtue of Section 18, Section 33 and

for Sale of Debt Securities (Codified) _________________________ By virtue of Section 57(6) of the Securities and Exchange Act B.E. 2535 (1992), the SEC Office hereby issues the following regulations

Supervisory Board in accordance with Section 111/1 of the Securities and Exchange Act B.E. 2535 (1992) . “ client’s asset ” means an asset deemed to be owned by a client as https://publish.sec.or.th/nrs

Supervisory Board in accordance with Section 111/1 of the Securities and Exchange Act B.E. 2535 (1992) . “ client’s asset ” means an asset deemed to be owned by a client as https://publish.sec.or.th/nrs

ซี” คือ หน่วยข้อมูลอิเล็กทรอนิกส์ซ่ึงถูกสร้างขึ้ นบนระบบหรือ https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/explan-digital.pdf DRAFT CUSTOMER ASSET SECTION 31.2 The provisions of this

ซี” คือ หน่วยข้อมูลอิเล็กทรอนิกส์ซ่ึงถูกสร้างขึ้ นบนระบบหรือ https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/explan-digital.pdf DRAFT CUSTOMER ASSET SECTION 31.2 The provisions of this

system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code http://market.sec.or.th