material contents as contained in the guideline for risk disclosure statement attached to this Notification. In disclosing risks relating to trading derivatives under Paragraph 1, an intermediary shall sign
derivatives under Paragraph 1, an intermediary shall sign on the risk disclosure statement to certify that the risks relating to trading derivatives have been clarified to the client, and shall arrange the
จัดการทุกประการ ลงชื่อ Sign X ____________________________________________ ผู้ถือหนว่ยลงทุน (____________________________________________) ลงชื่อ Sign X ____________________________________________ ผู้แนะน
shareholders and general investors. (3) being subject to the Notice Pending sign (NP) of the Exchange, or being temporary banned from trading its listed securities under the Trading Suspension sign (SP); (4
and context in which it is included, has been included with the consent of that person, who has authorized the contents of that portion of the registration statement. E. Sign Offs or Consents from the
) the directors authorized to sign on behalf of the management company; (b) the directors authorized to sign on behalf of the financial advisor and the supervisor of the financial advisor; (c) the
) management of information relating to clients’ assets . Clause 7 In undertaking custody of clients’ assets , a securities company shall proceed as follows: (1) give information and have its clients sign for
relating to clients’ assets. Clause 7 In undertaking custody of clients’ assets, a securities company shall proceed as follows: (1) give information and have its clients sign for acknowledgement of