client’s true identity (client identification), including the identity of the ultimate beneficial owner and the controlling person of the transactions; (2) verify the client’s identity using reliable sources
identification), including the identity of the ultimate beneficial owner and the controlling person of the transactions; (2) verify the client’s identity using reliable sources of information (client verification
following:- (1) identify the client’s true identity (client identification), including the identity of the ultimate beneficial owner and the controlling person of the transactions; (2) verify the client’s
LIMITED Reporting Person : - | Type of securities : - | Date of reporting obligation : 05/06/2003 http://capital.sec.or.th/webapp/corp_fin2/result246c.php?cmb_comp=0000005022 Reports on Acquisition or
Reporting Person : - | Type of securities : - | Date of reporting obligation : 05/06/2003 http://capital.sec.or.th/webapp/corp_fin2/result246c.php?cmb_comp=0000005022 Reports on Acquisition or Disposition of
investors, which incurs an obligation for PACE to repurchase a certain amount of its preferred stocks from the counterparties. The clarification must inform whether there will be any effect on the company's
with a client. Such procedure should have adequate process to identify and verify client’s true identity in order to ensure that the client is the person appears on the documents referred to during the
by a management company 1.1 There should be a procedure for account opening and entering into a contract with a client. Such procedure should have adequate process to identify and verify client’s true
) having an ongoing obligation to comply with the order of the SEC Office under Section 58. (4) the Thai government agencies shall have their directors or directors whose name are listed on the database of