: (1) the trust manager shall undertake or ensure that the operation is undertaken in accordance with the mechanism set up by the trust manager to regulate investment and verify whether the returns are

thoroughly verify information before making investment decisions by directly inquiring the companies or individuals being covertly referenced. Additionally, it is essential not to disclose personal

. In particular, the account opening and KYC system is inadequate, resulting in the company’s failure to know its clients and verify the true identity of the clients or beneficial owners. These

inappropriateness for acting as capital market business personnel.   Investors intending to subscribe for investment units of mutual funds are strongly advised to always verify transaction confirmation documents to

other past behaviors demonstrating inappropriateness for acting as capital market business personnel.  Investors are strongly advised to always verify transaction confirmation documents to make sure

of {X1} Company Limited, the SEC found deficiencies in the company's KYC/CDD system. Also its client activity oversight was insufficient to effectively verify the identity of clients or their

, Coins TH has not fulfilled this obligation. This case is in the process of inquiry by the inquiry official. DAB Act S.30 Criminal Complaint Filed with an Inquiry Official Dated 19/01/2026

statement on Bitazza's website within the period specified in the notification of the Securities and Exchange Commission, which is within May 3, 2022. However, Bitazza has not fulfilled this obligation

fulfilled this obligation This case is in the process of inquiry by the inquiry official. DAB Act S.30 Criminal Complaint Filed with an Inquiry Official Dated 06/03/2024

obligation This case is in the process of inquiry by the inquiry official. DAB Act S.30 Criminal Complaint Filed with an Inquiry Official Dated 19/03/2024