document about securities trade completely and up date, and keep it for at least five years as from the trading date, of which evidence and document of the latest two years must be available for the Office’s
it for at least five years as from the trading date, of which evidence and document of the latest two years must be available for the Office’s request or inspection. Chapter 2 Securities Trading Clause
examine and shall keep the said record for at least five years from the date of the account opening. Clause 26. In the services of derivatives broker, derivatives broker shall not display false statements
broker shall keep all record according to the procedure in Clause 18, Clause 19and Clause 25 in complete and readily for the SEC Office to examine and shall keep the said record for at least five years
broker shall keep all record according to the procedure in Clause 18, Clause 19and Clause 25 in complete and readily for the SEC Office to examine and shall keep the said record for at least five years
-classification of client). Clause 18. Securities company must perform KYC/CDD process on all existing customers within three years from the date this Notification comes into effect, except for the case that the
shall re-classify the client’s risk accordingly (re-classification of client). Clause 18. Securities company must perform KYC/CDD process on all existing customers within three years from the date this
necessary and shall re-classify the client’s risk accordingly (re-classification of client). Clause 18. Securities company must perform KYC/CDD process on all existing customers within three years from the
years, the price of crude palm oil, which is the main raw material, accounted for 90% of raw materials for the production of the Company's products, has been continuously fluctuated and decreased. It was
www.eurekadesign.co.th 4.2 Financial information (3 Years) 4.2.1 Eureka Automation Company Limited Audited Financial Statement 2016 2017 2018 Assets Current assets Cash and cash equivalents 1,426,552 1,322,005 10,771,134