, not causing the risks of contravention to or non-compliance with the related laws, rules, regulations and business conduct. _____________________________
project development, driving for amendments to the laws and regulations posing obstacles to the industry, promoting the use of system and making use of the information for capital market development
build the strength of grassroot people, and those who can take care of themselves should help the less fortunate groups to stand on their own. The government is doing its part to reform the laws and
loans provided by clients, as well as, failing to discharge the duty properly as a manager in supervising and examining the staff's conduct to ensure the compliance with laws and regulations, in violation
for Accountants (“IESBA”) ได้กำหนดความรับผิดชอบของผู้สอบบัญชีในการตอบสนองต่อการไม่ปฏิบัติตามกฎหมายและข้อบังคับ(Non-compliance with Laws and Regulations) ใน Handbook of the International Code
SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC has issued regulations supporting fundraising in the capital market for emerging businesses such as SMEs and startups. Effective since 16
Real estate-backed ICO is in the form of fundraising and benefit generation similar to REIT. However, the regulations governing real estate-backed ICO with regard to investor protection mechanism
, nevertheless, make an opt-in request to do the suitability test for evaluation of their portfolio investments and transactions. The revised regulations will be effective as from April 1, 2014 (for details of the
, nevertheless, make an opt-in request to do the suitability test for evaluation of their portfolio investments and transactions. The revised regulations will be effective as from April 1, 2014 (for details of the
IOSCO CRA Code subject to regional and national laws and regulations governing the activities of CRAs. In order to promote transparency and improve the ability of market participants and others to judge