the rules specified under Clause 2, the Office shall notify the securities company of the termination of approval. In this regard, the provision in the second paragraph of Clause 3 shall apply, mutatis

information. In the case where the Office considers that such change of information results in non-compliance with the rules specified under Clause 2, the Office shall notify the securities company of the

report shall be made every thirty days until the proceeding to the solution is deemed final, unless otherwise specified by the SEC Office. Clause 5 Any Notifications of the Office of the Securities and

be made every thirty days until the proceeding to the solution is deemed final, unless otherwise specified by the SEC Office. Clause 5 Any Notifications of the Office of the Securities and Exchange

be made every thirty days until the proceeding to the solution is deemed final, unless otherwise specified by the SEC Office. Clause 5 Any Notifications of the Office of the Securities and Exchange

other securities as specified in the notification of the SEC Office” Clause 3. The provision of Clause 8 and Clause 9 of the Notifications of the Capital Market Supervisory Board No.Tor.Thor. 1/2551 Re

the criteria specified in Paragraph 1, the derivatives broker shall comply with the standards of conduct prescribed and notified by the SEC Office. Clause 15 The derivatives broker shall keep records of

repayment ability of each client. In performing the duty in accordance with the criteria specified in Paragraph 1, the derivatives broker shall comply with the standards of conduct prescribed and notified by

repayment ability of each client. In performing the duty in accordance with the criteria specified in Paragraph 1, the derivatives broker shall comply with the standards of conduct prescribed and notified by

jurisdiction where units of the foreign ETF are listed and in cases where the units of foreign ETFs are listed on several exchanges, the term shall mean the exchange specified by the foreign ETF as the home