his approval as investment consultant and branch manager or equivalent position for two months for failing to comply with the client’s instruction, effective from 5 April 2019, and disclose the
financial management. Within the last 6 months, it was found that 10 employers had shifted into other funds, of which there exist 45 funds from 383 funds. It was also found employers are becoming more
for 2 months. Taking into account that {A} had already been suspended by her employer for one month; the suspension imposed by the SEC shall remain for additional one month, effective from September 15
scheme of minimum 100,000 baht investment for 12 months to earn a high return of 15 percent per annum. In the case of Lederer (Thailand) and its authorized director Kanyakorn Supakarnkachareon, investors
48 months in order to fulfill the electricity supply requirement under the concession.The above construction contract is considered a related transaction as the major shareholders of VTE indirectly
Republic of Korea, Japan, New Zealand and Australia ? Thailand is making preparations for the launch of passport funds within 2017 as all five capital market regulators have 18 months to issue relevant
made within two months as from a grant of loan. Previously, the SEC Board allowed the same period for establishment of type 1 property fund and increase in scheme capital for additional investment. ?The
Bangkok, 20 October 2016 - The SEC has suspended the approval as capital market investment consultant of {A} for 18 months for seeking benefits and making investment decisions for clients. She
consultants, the SEC suspended {B}'s securities investment consultant approval status for two months while suspended {C} and {D} for one month each. The sanctions were effective from March 11, 2014.Vasant
securities during the months of January and March 2010. # # #