Bangkok , June 21, 2011 - The SEC has put Weerawat Sriwattana on probation for non- compliance with standards of conduct as a financial advisor supervisor for a company filing for the SEC?s approval

Bangkok, July 21, 2015 ? The SEC has driven forward the plan to develop financial reporting ecosystem to promote financial statement quality and increase the number of auditors to support the growth

EBC FINANCIAL GROUP : Unlicensed securities and derivatives business (Disclosure Date : 17/09/2024)

Montpelier Financial Consultants : Unlicensed securities and derivatives business (Disclosure Date : 04/04/2013)

Infinity Financial Solutions : Unlicensed securities and derivatives business (Disclosure Date : 14/07/2015)

KNM GROUP BERHAD | Q1/2017

KNM GROUP BERHAD | Year 2016

M.D.X. PUBLIC COMPANY LIMITED | Q1/2011

M.D.X. PUBLIC COMPANY LIMITED | Q2/2011

M.D.X. PUBLIC COMPANY LIMITED | Q3/2011