applies to the business operators who have been licensed by the SEC Office, the market professionals who have been approved by the SEC Office, other persons approved by the SEC Office, as well as the
exchange [large trader], and changes to the derivatives positions of such persons; (d) a real-time derivatives trading surveillance system. Clause 9 A derivatives exchange shall establish sufficient measures
management” means a deputy manager, an assistant manager, a division director, a branch manager, and any persons holding equivalent position called otherwise and such person shall be responsible for services
assistant manager, a division director, a branch manager, and any persons holding equivalent position called otherwise and such person shall be responsible for services relating to derivatives contract
with power of management” means a deputy manager, an assistant manager, a division director, a branch manager, and any persons holding equivalent position called otherwise and such person shall be
number of directors. 8 Please enclose the documents that indicate the voting rights of shares of the business held by each person and persons under section 258 of such persons. 7 Explanation 1. The trigger
documents that indicate the voting rights of shares of the business held by each person and persons under section 258 of such persons. 7 Explanation 1. The trigger points for the reporting obligation under
incorrect and such cause is certified by the fund supervisor. (b) In case of redemption of investment units, the management company shall increase the number of investment units of the relevant persons who
investment units of the relevant persons who made such redemption by the amount equivalent to the difference between the incorrect unit price and the correct unit price or make payment out of the open- end
relevant persons who made such redemption by the amount equivalent to the difference between the incorrect unit price and the correct unit price or make payment out of the open- end fund in the amount