Exchange Commission (SEC Office) In this Application, we Full name (in Thai) Full name (in English) Passport No. E-mail Address Mobile phone As a user of SEC Account with the duty related to submission of
calculation for payment on the redemption date or the date of early bond redemption in full (as applicable); - A partial payment of interest and the deferral of interest to take effect
Offices dated 2 April 2008 shall be repealed and replaced with the following provision: “Clause 5. The securities company shall arrange for the full-service branch office to have the following work units
undertake securities business; “Full-service Branch Office” means a securities company’s branch office in Thailand that provides services within the scope approved for such securities company. “Online Branch
, securities underwriting, but shall not include a financial institution under other law and later obtain a license to undertake securities business; “Full-service Branch Office” means a securities company’s
MergedFile Page 1 of 5 Form 69 – CIS full Checklist for Registration Statement for an offer for sale of units of foreign collective investment scheme Form 69 – CIS full [ ] 1. Fund Fact Sheet
ตลาดทุนทีไ่ด้รับ ความเห็นชอบโดยใช้คุณสมบัติ ตามกรณีอื่นนอกจากกรณีที่ 65 ไม่ต้องเข้ารับการทดสอบ แตใ่หผ้่านการอบรม หลักสูตรเตรียมความรู้ (full course) หรือหลักสูตร ทบทวนความรู้เพื่อใช้ในการต่ออายุ
Page 1 of 2 Ref. PDI/BK-BS-012/2018 23 rd February 2018 To: President The Stock Exchange of Thailand Re: Clarification on Company’s performance of the 4th Quarter and Full Year 2017 For the forth