have untrustworthy characteristics of director and executive of securities issuing companies and listed companies.* SEC will take this matter into consideration when such persons take the position of

Previously SEC had a policy to support securities companies and derivatives business operators in Thailand (or intermediary business operators) to expand their scope of services for Thai investors to

complaint system and making it available 24/7 as well as  developing an investor protection search tool - SEC Check First App - to enable investors to check companies providing products or services in the

mission to reduce greenhouse gas emission by 20-25 percent within 2030, and contribute to the national drive towards the United Nations SDGs..  “By implementing the TCFD** recommendations, companies will be

the investment management companies towards to promotion of knowledge to their members, and the development of the provident fund industry. The Investment Governance Code or I Code is also another

, government agencies, and large private companies to deceive people into investing, causing significant financial losses. The press conference took place at the Royal Thai Police, on 23 August 2023.

practicality and fairness.The proposed revision would allow asset management companies a grace period for increasing the number of the unitholders of listed funds, including exchange traded funds and index funds

value, such reporting requirement will be imposed on asset management companies which mark to market regularly. In addition, details and frequency of disclosure on mutual fund's investment will also be

value, such reporting requirement will be imposed on asset management companies which mark to market regularly. In addition, details and frequency of disclosure on mutual fund?s investment will also be

Bangkok, May 29, 2014 ? The SEC is seeking public comment on 2 draft notifications to facilitate offering of mutual funds set up by Thai investment management companies under the ASEAN Collective