: www.sec.or.th/hearing Any related and interested parties are welcome to make comments on the website or facsimile: 0-2263-6456 or e-mail: phakhaku@sec.or.th or kunpatu@sec.or.th until 27 April 2018

and limitations of service system to the investors. SEC publishes the public hearing information about this issue at SEC website: www.sec.or.th/hearing Any related and interested parties are welcome

amendment takes effect on 1 February 2023.  In any case, the quota allocation for foreign exchange transactions of digital asset business operators is approved annually or periodically, as specified by the

out to differ from those anticipated;   1.2 Misuse of inside information. Any person who has access or possesses inside information (insider) must not seek unfair advantage of other investors or tip

client. Comments and suggestions on the matter are welcome until March 30, 2012. The proposed regulation will require underwriter know individual client before selling client any product. For retail client

referred to the SEC have been under investigation so that the SEC cannot disclose any details thereof. In practice, if unable to seek sufficient evidence in certain circumstances, the SEC will seek

already investigated TTA shareholding structure and request explanation from relevant persons. Under the SEC regulations, any person and persons hold or announce intention to hold at least 25% stake in TTA

allowed to offer only to any investors with a minimum subscription of 10 million baht. In addition, investment in infrastructure trust will obtain the benefit of tax neutrality. Upon receiving revenue

client that, from the effective date to the closing of tender offer, the client was not allowed to purchase EIC securities by any means other than those specified in the tender offer. {A}'s conduct was

any actions where conflicts of interest may arise, such as soft commission, related party transaction, proprietary trading and staff dealing. In addition, effective risk management system for