customer who is listed as a designated person or who has or had conducted transactions with such a person. Failure to do so may result in criminal penalty. In addition, a director, a manager, or a person
will not accept his re-application for approval as capital market personnel until the lapse of ten year period commencing from November 14, 2014. Earlier, the SEC had imposed criminal sanction on Nakul?s
improvements to the Pub Pla building, the photo gallery of “Jao Nai Muang Nueng” and Loi Kathong’s dock of C.E.I (Chiang Mai) Company Limited. This is a criminal case to the Phra Khanong criminal court, a Black
Bangkok, November 10, 2010 ? The SEC has filed a criminal complaint with the Department of Special Investigation against Numkrit Jeraputtiruk, former executive of UBS Securities (Thailand) Limited
is three years); (3) I was named in the criminal complaint filed by the SEC Office (If yes, please fill in item (a) or (b)) (a) The case is in the process (If the public prosecutor has issued the final
://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 07/07/2022 Dsdaq (Thailand) Company Limited Between August 1, 2021 and March 31, 2022, Dsdaq (Thailand) Company
/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 07/07/2022 Dsdaq (Thailand) Company Limited Between August 1, 2021 and March 31, 2022, Dsdaq (Thailand) Company Limited, a digital
. 2561 (2018), which has become https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7037 SEC files a criminal complaint against Binance for operating digital asset business without license response but
, prepared and submitted the inaccurate audited http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 05/07/2019 MRC - BIZ Company Limited MRC - BIZ Company
fund, infrastructure fund), or real estate https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5306 SEC files a criminal complaint against former director and CEO of Zipmex for making false statements