Limited (ESTAR) for insider trading.With the referral from the Stock Exchange of Thailand, the SEC probed into the case and found that during February 24-28, 2014, Ratanachai had used another person?s

EMC Public Company Limited (EMC).With the referral from the Stock Exchange of Thailand, the SEC probed into the case and found that during October 16-18, 2013, Paiboon, then EMC Managing Director

her choice for his or her comfort in the translation accuracy. Additionally, the statement must be certified by the interviewee in every process. In case of Mr. Nielsen, he brought his own translator

, the SEC filed a criminal complaint with the Department of Special Investigation against Somchai. He was later imposed a criminal fine of the said amount of 500,000 baht instead.  In the case of Chaninan

case with hedge funds. Meanwhile, the investor qualifications would also be revised to ensure that only accredited investors with matching risk profiles would be eligible to invest in higher risk mutual

persons to hold not more than 1/3 of total investment units sold.? In case any person or group of persons hold an amount exceeding the limit is barred from making additional investments, the asset

behavior.On {A} case, her employer reported a complaint lodged by a client against {A}'s unauthorized trading of securities and derivatives. The SEC's further probe on the conversation records between the

volume to be inconsistent with the normal market condition, the SEC probed into the case and found that Pimpa in colluding with Nophadol had used Nophadol?s and other persons? trading accounts to trade

both accounting periods as well as its 2012 financial statements to no later than April 30, 2013. However, the SEC considered not to grant further extension of submission deadline for  TUCC in this case.  

manipulating share price of Permsin Steel Works Plc. (PERM). With the referral from the Stock Exchange of Thailand on irregular trading of PERM shares by a group of persons, the SEC probed into the case and