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On 6 July 2023, the SEC filed a criminal complaint against 10 offenders, comprising STARK and its former directors and executives, with DSI for colluding to falsify or consenting to the falsification

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12704

SEC and Chulalongkorn University’s Faculty of Law jointly organize a practical workshop to promote comprehensive human rights due diligence (HRDD) – Phase IV for the property and construction, and

The Securities and Exchange Commission (SEC), in collaboration with the Faculty of Law, Chulalongkorn University, organized a practical workshop for listed companies on “Human Rights Due Diligence

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12859

SEC files criminal complaint against Exmix together with the executive for operating digital asset dealer business without a license, and issues an investor alert on platform blocking effective 2 May

to the public as available to provide services with respect to the trading or exchange of digital assets for Exmix’s own account in the normal course of business outside the digital asset exchange. In

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12709

แนวทางการเข้าร่วมโครงการทดสอบและพัฒนานวัตกรรมสำหรับการให้บริการเป็นสำนักหักบัญชี ศูนย์รับฝากหลักทรัพย์และนายทะเบียนหลักทรัพย์ (Regulatory Sandbox for activities related to securities business)

https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=344

หลักการและร่างประกาศเกี่ยวกับการเปิดเผยการปฏิบัติตามหลักธรรมาภิบาลการลงทุนสำหรับผู้ลงทุนสถาบัน (Investment Governance Code for Institutional Investors)

https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=361

SEC Thailand’s public hearing on draft regulations relating to the capital requirement for trust managers and trustee of REITs or infrastructure trusts and investment management companies of property

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=553

SEC Public hearing on the implement the witness protection in Securities and Exchange act B.E. 2535, Derivatives Act B.E. 2546, The Trust for Transactions in Capital Market Act B.E. 2550 and

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=658

Draft Regulation Relating to the Exemption from the CMSB’s approval for Rules and Regulations of the Licensed Derivatives Exchange, the Licensed Derivatives Clearing House, the Securities Clearing

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=675

The Securities and Exchange Commission (SEC) is conducting a public hearing on a proposed amendment to the regulations related to calculation of the annual fee for submission of the annual

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=707

SEC Thailand’s Public Hearing on revision to rules on acceptance of trading orders of capital market products from home (Work From Home) under new normal for securities companies and derivatives

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=716