Securities Company Limited, had made trading orders before informing the client who did not make any objection and made payments for the trading transactions. The trading activities involved shares and
activities therewith may not be protected by the laws enforced by the SEC. In the case of the Facebook accounts, the SEC has instructed the accounts to end the solicitation on the social media platform. On a
activities, please contact SEC Help center via SEC website or Hotline 1207. If any possible violations of law under supervision of other agencies are found, SEC will cooperate with the relevant agencies for
without falling victim to investment frauds and scams. We are very pleased to be a part of this MOU and look forward to joining the Ministry of Education in organizing activities to support this project
Bangkok, May 21, 2012 ? On behalf of the ?Stock Market Flood Relief Fund,? the SEC helps restore three schools in Pathumthani affected by last year?s flood. The activities run under the ?Restoring
advice on suitable products in compliance with standard of conducts;(3) Giving knowledge through activities and channels by preparing plan for financial literacy and investor potential for 2011-2013 which
across the country. Moreover, an animation cartoon ?Malaeng-Mao? and edutainment activities await all visitors at our booth. The SEC welcomes you all to the financial world at our booth at Money Expo
information about the funds? investment plans to trade securities for her personal or other persons? gains (front running). Such trading activities were made through two securities trading accounts with
List? banner. For further investigation, the SEC Help Center welcomes public assistance and reports of suspicious scams or unlicensed activities at tel: 02-263-6000 or complain@sec.or.th. Information
transactions.Vorapol Socatiyanurak, SEC Secretary-General said that ?The SEC has initiated a wide range of activities to enhance AGM quality. This year, we have encouraged the right protection volunteers to perform