SEC Search

. Stakeholders and interested parties are welcome to submit comments through the website, facsimile at 0-2263-6332, 0-2695-9943 or email at kunpatu@sec.or.th or siriyod@sec.or.th until September 12, 2014.

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5558

SEC public hearing on revision to disclosure of fund prospectus

www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2695-9666 or email: sopita@sec.or.th or napaporn@sec.or.th.The public hearing ends

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6457

SEC public hearing on Investment Governance Code

. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2695-9986 or email: praneelk@sec.or.th.The public hearing ends on 31 October 2016. ------------------------------------

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6464

SEC public hearing on amendment to disclosure rules concerning multiple directorships

at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2263-6099 or email: corgov@sec.or.th. The public hearing ends on July 8, 2016.

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6342

SEC public hearing on draft amendments to the rules governing investment of funds

www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2695-9939 or email: narumon@sec.or.th. The public hearing ends on July 8, 2016.

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6348

SEC public hearing on proposed revision to client asset custody rules

suitable for timely redemption upon clients? demands.The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6414

SEC public hearing on the new CG Code

interested parties are welcome to submit comments through the website, or facsimile at 0-2263-6099 or email: sasanee@sec.or.th.The public hearing ends on October 31, 2016.

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6422

Proposed revision concerning proportion of investment unit holding in retail fund

unitholders from being dominated, for example. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and the interested public are welcome to submit comments through the website

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4598

Public hearing on draft regulation governing underwriters to develop suitability test

client. Comments and suggestions on the matter are welcome until March 30, 2012. The proposed regulation will require underwriter know individual client before selling client any product. For retail client

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4460

Public hearing on revision of ESOP regulation to cover life-insurance agent

Consultation and Cooperation and the Exchange of Information. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and the interested public are welcome to submit comments

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4485