types.Furthermore, the forced sale of collaterals in the form of investment units may lead to a decline in the net asset value per unit, potentially triggering the redemption of other investment units. Legal risk may
income streams from infrastructure as the underlying (infra-backed ICO). Previously, the investment limit of retail investors was not exceeding 300,000 baht per person. This is to align with the product
could be the potential impacts on NUSA and its shareholders if the court issues an order to revoke the aforementioned transaction as per the petition filed by NUSA?In addition, NUSA is required to update
, the SEC Board ordered Zipmex to return assets to its clients as per their requests.Later, at the meeting on 21 February 2024, the SEC Board considered that Zipmex had failed to comply with the
of transactions as per clients’ orders under (3).The SEC emphasizes the importance of monitoring financial condition and liquidity of business operators to make sure that they comply with the
related to the tender offer of NOBLE shares at 12.25 baht per share, which was higher than the market price. As director and executive of the company at the time, Kitti disclosed such insider information to
baht during 13-20 March 2020, and the reduction and cancelation of BOT bond issuance, while the Monetary Policy Committee has reduced the policy rate to the record-low level of 0.75 percent per year
must be done by sending orders through an intermediary via a matching system in the form of auction once per day; Buyers must have the full amount of cash before buying and sellers must have
potential impacts on investors, the new crowdfunding regulations prescribe the investment limit of 100,000 baht per business (equity and debt combined) and the annual investment limit of 1 million for each
status and property inspection, the property can be verified by order of the public prosecutor and is considered a mandate of the public prosecutor under the Criminal Code, as per the Public Prosecution